Electronic Blue Sky Filing Service
$125.00
Electronic Blue Sky Filing Service
Let us take care of your state notice filing requirements for your Rule 506(b) or (c) offering. We use the NASAA Electronic Filing Depository (EFD) to notify and pay any state filing fees in the states you receive money from investors.
Description
Electronic Blue Sky Filing Service (for States using EFD)
-INITIAL BLUE SKY NOTICE FILING SERVICE FOR STATES USING EFD: RULE 506 OFFERINGS ONLY-
This service is for RULE 506(b) and (c) offerings only. RULE 504 filings are not allowed in the NASAA EFD system.
Our Initial Blue Sky Filing includes setting up your offering on EFD and filing any states you have already received funds from investors. When you need to add other states you can order amendments from our website.
NOTE: Florida does not require you to do a notice filing for a Rule 506 offering. Also New York requires the use of EFD for all filings except Real Estate Securities which still require the use of a Form 99 and to be mailed. You will need to contact the New York Real Estate Bureau for how to file a Real Estate syndication in New York.
PROCESS
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To start the filing process, you will need to download and fill out the Investor Tracking Spreadsheet using the link on the Services and Pricing page. The information needed for filing is the State, Date of First Sale, Number of Investors and Amount Invested. You can also download the current State Fee matrix so you can estimate your fees as well as an ACH Authorization for making he state fee payments.
This service is typically completed within 1-3 business days once we receive your information.
Note: Currently the NASAA EFD system only accepts payments for state filing fees using an ACH transaction.
