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EDGAR ACCESS Form

In order to obtain access to EDGAR and file a Form D we need the following information:

Company's mailing address and preferred contact information(Required)
The applicant may list its own information, or information for its registered agent, law firm, or filing agent (collectively, "third-party service provider") in this section.
Violations of federal or state securities laws(Required)
Has the applicant (company) been criminally convicted as a result of a federal or state securities law violation, or civilly or administratively enjoined, barred, suspended, or banned in any capacity (e.g., officer or director bar, prohibition from associating with brokers, dealers, investment advisers, and/or other securities entities, or bar from participation in certain industries), as a result of a federal or state securities law violation?
(Format ##-#######) if no EIN enter zeros
Foreign issuer select N/A at bottom of list
Is the company in good standing in its state or country of incorporation?(Required)
Generally, this means a company is legally authorized to do business in that state or country and has filed all required reports and paid all related fees to the relevant jurisdiction.
Company’s primary business address
If company's business address is different from its mailing address or if the mailing address is a P.O. Box You must enter the actual physical address. If the address is the same, check the box below:
Company’s primary business address
Account Administrator (1)(Required)
Enter full legal name, including middle name: (if no middle name enter None
Is Prospective Account Administrator 1 the applicant (for an individual applicant), or an employee of the applicant or its affiliate (for a company applicant)?(Required)
NOTE: If No then a notarized power of attorney is required
Administrator (1) Address(Required)
This is public information an recommended you use the company mailing or business address
Address
Violations of federal or state securities laws(Required)
Has the individual being authorized as Prospective Account Administrator (1) been criminally convicted as a result of a federal or state securities law violation, or civilly or administratively enjoined, barred, suspended, or banned in any capacity (e.g., officer or director bar, prohibition from associating with brokers, dealers, investment advisers, and/or other securities entities, or bar from participation in certain industries), as a result of a federal or state securities law violation?
Single-Member Company?(Required)
You should select “Yes” if the company only has a single individual who acts as the sole equity holder, director, and officer (or, in the case of an entity without directors and officers, holds position(s) performing similar activities as a director and officer).
Account Administrator (2)(Required)
Enter full legal name, including middle name: (if no middle name enter None
Is Prospective Account Administrator (2) the applicant (for an individual applicant), or an employee of the applicant or its affiliate (for a company applicant)?(Required)
NOTE: If No then a notarized power of attorney is required
Administrator (2) Address(Required)
This is public information an recommended you use the company mailing or business address
Address
Violations of federal or state securities laws(Required)
Has the individual being authorized as Prospective Account Administrator (1) been criminally convicted as a result of a federal or state securities law violation, or civilly or administratively enjoined, barred, suspended, or banned in any capacity (e.g., officer or director bar, prohibition from associating with brokers, dealers, investment advisers, and/or other securities entities, or bar from participation in certain industries), as a result of a federal or state securities law violation?
Billing contact for SEC fee account and billing (Note: the SEC does not charge a fee for Form D filings; however, this section is still required.(Required)
Name(Required)
Violations of federal or state securities laws(Required)
Has the individual being authorized as Prospective Account Administrator (1) been criminally convicted as a result of a federal or state securities law violation, or civilly or administratively enjoined, barred, suspended, or banned in any capacity (e.g., officer or director bar, prohibition from associating with brokers, dealers, investment advisers, and/or other securities entities, or bar from participation in certain industries), as a result of a federal or state securities law violation?
Signature Section – Person that will be signing the Form ID(Required)
Name(Required)
Violations of federal or state securities laws(Required)
Has the individual being authorized as Prospective Account Administrator (1) been criminally convicted as a result of a federal or state securities law violation, or civilly or administratively enjoined, barred, suspended, or banned in any capacity (e.g., officer or director bar, prohibition from associating with brokers, dealers, investment advisers, and/or other securities entities, or bar from participation in certain industries), as a result of a federal or state securities law violation?

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